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Comment on TDAmeritrade (AMTD), Oppenheimer (OPY), And Raymond James (RJF) Try To Dodge Auction-Rate Buy-Backs by Frozen
['Douglas A. Mcintyre', 'John Seetoo', 'Sep', 'Rich Duprey', 'David Moadel', 'Omor Ibne Ehsan', 'Chris Lange']
Comments for 24/7 Wall St.
Several of the modest-sized investment houses say they should not have to buy back auction-rate securities which they sold to their customers.
TDAmeritrade (AMTD), Oppenheimer (OPY), Raymond James (RJF), and several other discount brokers and financial firms have a novel and spurious defense.
Imagine Raymond James saying that it wants to blame Morgan Stanley (MS) for the poor performance of one of the MS mutual funds.
If a Raymond James customer loses money in a fund managed by Morgan, all parties understood that there was some risk.
And, Raymond James made a commission selling that investment to its customer.It would not ask Morgan to make the client whole.
['try'
'raymond'
'rjf'
'buybacks'
'oppenheimer'
'dodge'
'firms'
'tdameritrade'
'auctionrate'
'james'
'securities'
'opy'
'auctionrates'
'took'
'sold'
'morgan'
'investment']