Key insight: UBS Financial Services will pay a $125 million penalty for repeated and persistent anti-money-laundering offenses. UBS Financial Services will pay a $125 million penalty for repeated and persistent anti-money-laundering offenses. Supporting data: The agency says UBSFS failed to monitor more than 61,000 transactions, with a notional value of over $10.5 billion. The agency says UBSFS failed to monitor more than 61,000 transactions, with a notional value of over $10.5 billion. At the time, UBS told regulators it would replace its deficient monitoring system by mid-2019.